NEW DIGITAL BANK MISSION STATEMENT:
Join us on our mission to create a completely new, 100% digital bank that truly serves customers’ best interests. We are a close knit and fun-loving team of seasoned financial services professionals who came together for the challenge of building a bank from scratch – and we are committed to doing it all the right way (from technology infrastructure to modern marketing to customer experience).
We work with the flexibility and speed of start-up. But we also have significant stability and capital from being part of the SMBC Group (Sumitomo Mitsui Banking Corporation). SMBC is the 2nd largest bank in Japan, and the 12th largest bank in the world with operations in over 40 countries. And SMBC is committed to disrupting the US marketplace with ground-breaking products.
It’s the best of both worlds, and we are seeking proven marketing leaders to propel us towards national launch. We have both the ambitious growth plans and the ‘patient capital’ necessary to execute a multi-year plan. Join us on the journey to deliver an exciting concept of evolved banking.
GENERAL SUMMARY:
Manufacturers Bank (MB or the bank) is seeking an experienced Auditor in Charge to lead and execute audits, perform and review risk assessments and issue validations across MB. This position will report to the MB Team Lead who in turn reports into MB Internal Audit Department (IAD) Chief Audit Executive.
PRINCIPAL DUTIES AND RESPONSIBILITIES:
- The position will be responsible for overseeing and managing independent internal audits in accordance with IIA Standards and internal procedures.
- Manage audit execution teams comprised of internal staff and external consultants, as applicable, and assign responsibilities appropriately.
- Determine scope of audit engagement based on risk-based approach.
- Issue audit reports with clear and value-added messages, identifying root causes and remediation recommendations.
- Provide ongoing feedback to team members for audit execution.
- Perform and review issue validations in accordance with established internal audit methodology.
- Conduct continuous monitoring activities of assigned auditable entities, construct auditable entities to accurately document the risk profile and identify the regulations, vendors, models, and systems applicable among others.
- Support the annual audit planning and quarterly continuous monitoring assessments process.
- Actively participate in executive management meetings and/or committee meetings.
POSITION SPECIFICATIONS:
Education: Bachelor’s degree or equivalent
Critical Job Knowledge and Core Competencies / Skills:
- Minimum 8 years of senior level audit experience in areas related to Business and Risk Audit with a financial institution, regulatory agency, and/or consulting firm. Subject matter expertise and audit experience regarding Digital Banking, Information Technology (IT), Data Management, Fraud Management, Product Management (Loans, Deposits), Customer Experience, Credit Support Services, Digital Banking Operations, Third Party Vendors, and regulatory requirements.
- Familiar with Cybersecurity, Cloud Computing, and Digital Transformation.
- Experience with data analytics tools and visualization techniques including best practices to drive impactful insights to the business.
- Demonstrates strong understanding of internal audit techniques, regulatory requirements, internal controls, and audit principles.
- Ability to maintain independence and objectivity.
- Strong project management skills with an ability to lead an audit, provide guidance and support to the audit execution team, and control the workflow of the audit.
- Appropriate written and verbal communication skills to support the audit execution team’s delivery of clear and concise workpapers and effective interaction with key stakeholders.
- Exhibits an appropriate level of professional skepticism and encourages their team to do the same.
- Shows initiative and applies critical thinking skills to effectively challenge decisions made by the audit execution team.
- Negotiates and resolves conflict within the audit team and with the audit client.
- Demonstrates an attitude of continuous learning in applicable risk/functional areas.
CCPA Disclosure:
Personal Information Collection Notice: This notice contains information under the California Consumer Privacy Act (CCPA) about the categories of personal information (PI) of California residents that Manufacturers Bank collects and the business or commercial purpose(s) for which the PI may be used. We do not sell PI. More information about our collection and use of PI may be found in our CCPA Privacy Policy at Persons with disabilities may contact our Customer Contact Center toll-free at (877) 560-9812 to request the information in this Notice in an alternative format.