Risk Management Division This is a great opportunity to grow your career with a stable and expanding organization as a member of City Nationals Risk Management team.
The focus is on ensuring business activities remain safe, compliant and well-positioned for future opportunity and sustainable growth.
WHAT WILL YOU DO?
Plans, leads and executes moderate to high complexity risk-based audits, targeted reviews, etc.
in accordance with CNB audit methodology Collaborates with Non-IT (e.g.
Operational, Financial, Wealth Management, etc.) Audit counterparts during all phases of an integrated audit to ensure sufficient IT audit coverage.
This includes assessing business processes to identity the key application(s) utilized in processes and the top risks and controls that should be reviewed in the audit.
Leads interviews and walkthroughs of IT and business process with the objective to identity top risk, key controls and define the audit scope and audit work programs Develops and executes test steps and sampling strategy that adequately and efficiently substantiate that identified controls are designed and operating effectively Incorporates the use of data analytics to improve audit efficiency and broaden the audited population Ensures all audit work (e.g., work papers, reports, etc.) conforms to the CNB’s audit methodology, including those performed by staff Drafts and communicates audit findings/audit report to executive and senior management to address identified risks, exposures and root causes Obtains and assesses responses to audit findings to ensure management action plans and target due dates are adequate in addressing the risk(s) and root cause(s) in a timely matter Where applicable, supervises staff and provides team members with appropriate guidance during the course of audits Where applicable, serves as the first line of review for staff work and provided corrective feedback were necessary Acts as a role model/mentor to lower level Auditors Performs on-the-job training of staff auditors, and prepares and conducts formal/informal training for less experienced staff members.
Where applicable, provides input on audit staff performance Oversees, trains and manages co-sourced audits or consultants to ensure work product meets CNB audit methodology expectations, as needed Keeps respective Director or Auditor-in-Charge apprised of project status, observations and audit findings.
Demonstrated experience in working in a matrixed organization with proven ability to multitask and prioritize activities.
Perform on-going and pro-active evaluation of significant projects and large-scale business initiatives for the purposes of identifying possible unmitigated risks and providing advisory services.
Project types include, but are not limited to, integration of newly acquired businesses, implementation of new systems or technology (SDLC), enhancements of significant systems, etc.
Assists in quarterly Continuous Monitoring activities, which include but are not limited to, performing risk assessments of assigned IT functions/depts., develop continuous assurance data analytics test strategies Takes responsibility to develop own personal and professional leadership skills and capabilities Participates in social, charitable or inclusive committees within Internal Audit or RBC Build trusting relationships with Internal Audit peers and business partners WHAT DO YOU NEED TO SUCCEED Must-Have Bachelors Degree in Computer Information Systems, Computer Engineering, Computer Science, Management Information systems, or related field required.
Minimum 7 years of audit experience or related experience CISSP
– Certified Information Systems Security Professional Or CIA-Certified Internal Auditor Or CISM-Certified Information Security Manager Or CISA
– Certified Information Systems Auditor Skills and Knowledge Must possess strong managerial, organizational, and verbal and written communication skills.
Ideal candidate will have relevant experience in an IT department along with at least 4 years in banking or financial services, or equivalent experience in a consulting capacity Experience in use of data analytics, visualization and reporting – e.g.
Tableau.
Capable of working in an agile and dynamic team-based environment, can tolerate ambiguity, able to function independently, and demonstrates critical problem-solving abilities.
Knowledgeable in and prior audit experience in auditing Cyber/Information Security controls (NIST, FFIEC CAT, etc.), Data Protection controls (DLP, Encryption technology, etc.) IT related Privacy Laws and Regulations (e.g., GLBA), SQL/Oracle Database, Active Directory, Cloud Computing (Azure), BCP/DR, Service Management, Microsoft Active Directory, Digital Technology controls, SSDLC, Malware, Asset Management Knowledgeable in COBIT