JOB REQUISITION
Los Angeles Risk & Compliance – Compliance Director
LOCATION
LOS ANGELES
ADDITIONAL LOCATION
JOB DESCRIPTION
Are You Ready to Live Protiviti?
The Protiviti Career provides opportunity to learn, inspire and advance within a collaborative and diverse company culture. We hire curious people for whom learning is an everyday activity. We fuel your curiosity with challenging work, talented colleagues and creative learning resources. At every level, we champion leaders who influence and achieve results. We encourage you to “bring your whole self to work” – all of your motivations, passions, priorities and commitments – as these things bring us closer to exceptional.
That’s Living Protiviti.
We strive to recruit and hire the best talent, and it does not stop there. Once you join us, we promise to help you bring your career to life through exceptional work experiences, a culture passionate about learning and development, and a dedication to what matters to you.
Are you inspired to make a difference?
Then you have come to the right place.
Where We Need You:
The Los Angeles office is seeking a Risk and Compliance Director to join our growing team.
What You Can Expect:
Directors are focused on developing business opportunities in the marketplace and are valuable leaders within our organization and the business community. Directors pride themselves on client satisfaction and as leaders on engagements, ensure that each engagement project is performed to Protiviti’s standards of quality and meet the needs of the client. Directors, partnering with the Managing Directors, ensure that each client project is completed with the client satisfied with our service and the quality of our work. Directors develop lasting relationships within the business community, and are respected for their areas of expertise.
What Will Help You Be Successful:
You are a driver in the engagement of sales opportunities and consistently develop work at existing and prospective clients.
You collaborate with other leaders to develop client strategies to support current projects and longer-term business strategy.
You are passionate about continually improving technical and risk management approaches based upon business trends and technical advances.
You enjoy discovering new opportunities with current and potential clients and through thought leadership, proposal writing and client interactions.
You design and develop thought leadership materials to be shared with your colleagues and your network.
You promote Protiviti’s mission, vision and values and encourage collaboration across your teams to ensure effective execution.
You have an inherent interest in project management and team leadership. You seek new ways to create extraordinary development opportunities and ways for your team to make an impact on our clients and communities.
Do Your Talents Include the Following?
Deep knowledge of bank and/or credit-related regulatory requirements, specifically related to consumer compliance regulations (e.g., Federal Reserve regulations, Fair Lending, Privacy, etc.), and industry “best practices” for compliance programs in larger banking or consumer lending organizations.
Advanced verbal and written communication skills, including documentation of findings and recommendations.
A solid foundation in risk and compliance processes and objectives.
A deep understanding of key banking or insurance regulations.
An understanding of core business processes related to banking, insurance, and asset management.
Understanding of commonly used internal control frameworks, risk frameworks and regulatory/compliance methodologies.
Knowledge of risk assessment methodologies and developing key deliverables, including process flows, work programs, reports, and control summaries.
Ability to multi-task and oversee multiple engagements and work streams with various clients.
Ability to work with a diverse portfolio of clients in banking, insurance or asset management.
Supervisory experience of teams including Consultants, Senior Consultants, Managers, Senior Managers, and Associate Directors.
Advanced project management and status reporting capabilities.
Ability to network and build relationships.
Identify opportunities and establish a sales pipeline.
Your Educational and Professional Qualifications:
Bachelor’s degree from accredited university in relevant academic area
15+ years working in internal audit, consulting, assurance services, or related field, either in professional services or industry.
Proficiency in Microsoft Office suite applications with specific emphasis on Word, Excel and PowerPoint. Secondary emphasis on Visio and Access.
Professional Certification such as CPA, CIA, FRM or similar strongly preferred.
Do You Love Exploring New Places?
We travel throughout the month frequently based upon client requests/commitments. Travel may include suburban, regional, or out of state locations.
Protiviti is not registered to hire or employ personnel in the following states – Montana, West Virginia, Alaska.
#LI-Hybrid
Protiviti is not licensed or registered as a public accounting firm and does not issue opinions on financial statements or offer attestation services.
Protiviti is an Equal Opportunity Employer. M/F/Disability/Veteran
As part of Protiviti’s employment process, any offer of employment is contingent upon successful completion of a background check.
Protiviti is committed to being an equal employment employer offering opportunities to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to apply for a position, please contact us by sending an email to HRSolutions@roberthalf.com or call 1.855.744.6947 for assistance.
In your email please include the following:
The specific accommodation requested to complete the employment application.
The location(s) (city, state) to which you would like to apply.
For positions located in San Francisco, CA: Protiviti will consider qualified applicants with criminal histories in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance.
For positions located in Los Angeles, CA: Protiviti will consider for employment qualified Applicants with criminal histories in a manner consistent with the requirements of the Los Angeles Fair Chance Initiative for Hiring.
Protiviti is not registered to hire or employ personnel in the following states – Montana, West Virginia, Alaska.
Protiviti is not licensed or registered as a public accounting firm and does not issue opinions on financial statements or offer attestation services.
JOB LOCATION
CA PRO LOS ANGELES