Job Description
New Accounts Analyst
Investment Management
Bachelors and Min 1 year of experience!
Series 7 preferred (not a mandate)!
Will Work with branch and department colleagues on all aspects of the client on-boarding process.
Will Collaborate with Portfolio Management teams to process requests for new or existing accounts
or best way to transfer assets into the firm.
Will resolves inquiries and escalates as appropriate for Wealth Management Division of Bank. As a
You will provide top notch service focused on intelligently personalized portfolio management for
high-net-worth individuals, families, and institutions• Assist clients, partner Financial Advisors, Sr.
Investment Consultant and Portfolio Manager Teams with client on-boarding and new account
inquiries.
Responsibilities will be:
• Prepare paperwork of all new accounts coming in through various legacy platforms as well as for
the mid-net-worth platform, Symphonic Financial Advisors.
• Open new accounts and process daily Outstanding Actions Report.
• Maintain database that houses all client, Financial Advisor, and partner firm contact information
including the processing of all changes partner’s broker dealer and/or RIA changes.
Requirements are:
• Minimum 1 year of experience in the investment management industry
• Minimum 1 year of experience in using Microsoft Office applications Skills and Knowledge
• Bachelor’s degree
• Excellent computer literacy with a proven proficiency in Microsoft Excel, Word and PowerPoint
• Excellent verbal and written communications skills